SMBC NIKKO CAPITAL MARKETS LIMITED
Not regulated by an approved regulator for legal services
- Head office address
- London View contact details
- Website
- www.smbcnikko-cm.com
- SRA number
- 561764
- Regulatory record
- See records of the people in this practice
We do not regulate this organisation but it appears in our register because there are SRA-regulated people who work here. You can see a list of the SRA-regulated people in this organisation below.
Important information
- This organisation is not regulated to provide reserved legal activities
- We do not set rules about insurance for this organisation
- If things go wrong and your money is lost, our compensation fund will not be able to reimburse you
- If things go wrong we may be able to get your documents and money back
- The SRA-regulated people in this practice must follow our rules
These are the SRA-regulated people in this organisation.
-
Alice Elizabeth Straub
SRA-regulated solicitor
Works at SMBC Bank International PLC + 1 Others
-
Indra Rajaratnam
SRA-regulated solicitor
Works at SMBC NIKKO CAPITAL MARKETS LIMITED + 1 Others
-
Parul Nikhil Dave
SRA-regulated solicitor
Works at SMBC Bank International PLC + 1 Others
-
Priya Sarohia
SRA-regulated solicitor
Works at SMBC Bank International PLC + 1 Others
-
Rie Umpleby
SRA-regulated solicitor
Works at SMBC Bank International PLC + 1 Others
-
Steven Darrell Franklin
SRA-regulated solicitor
Works at SMBC Bank International PLC + 1 Others
-
Syed Aftab Ahmad
SRA-regulated solicitor
Works at SMBC Bank International PLC + 1 Others
There are no disciplinary or regulatory decisions currently published about this firm. Read our decision publication policy.
