25 November 2019
To help you understand key changes introduced by the Insurance Distribution Directive (IDD).
25 November 2019
These case studies will help you understand the Transparency Rules and the requirement to publish prices.
25 November 2019
When and how to use a third party managed account as an alternative to the use of a client account.
25 November 2019
Understand when the exemption to the requirement to obtain an accountant’s report will apply.
29 October 2019
To be read in conjunction with our conflicts of interest guidance.
12 September 2019
This case study should be read in conjunction with the guidance on adequate and appropriate indemnity insurance.
23 July 2019
This case study should be read in conjunction with the guidance on our approach to equality, diversity and inclusion.
23 July 2019
This case study should be read in conjunction with the guidance on the SRA’s approach to equality, diversity and inclusion.
23 July 2019
This case study should be read in conjunction with the guidance on acting with integrity.
8 August 2016
We operate a fund for making grants to people whose money has been stolen, misappropriated, has not been accounted for by a regulated person or those who have suffered a loss against which a regulated person should have been insured under our rules, but was not.
