25 November 2019
To help you understand our approach to recovering money due to us as a result of regulatory action and litigation.
25 November 2019
To help you understand when and how we recover costs and payments from third parties following an intervention.
25 November 2019
An overview of the approach we will adopt in determining whether a regulated person has paid or received a referral fee contrary to section 56 of LASPO.
25 November 2019
To help you understand your obligations in relation to conflicts of interest and keeping clients’ information confidential.
25 November 2019
An oversight of how we investigate allegations of a breach of our Standards and Regulations.
25 November 2019
To help solicitors understand how to set up a business trading on their own account providing legal services to the public.
25 November 2019
To clarify circumstances where a solicitor can disclose a copy of a client’s will to a property and financial affairs attorney.
25 November 2019
If your business needs to be authorised to provide legal services, or you have chosen to be authorised, this checklist provides a summary of the eligibility requirements.
25 November 2019
To help you understand changes to the minimum terms and conditions of solicitors’ professional indemnity insurance which came into force in August 2016.
25 November 2019
To help you understand the steps you need to take to complete the vocational part of training to become a solicitor.
25 November 2019
To assist COLPs and COFAs in understanding their duties and responsibilities.
25 November 2019
To be read in conjunction with our guidance on Reporting and notification obligations.
25 November 2019
These case studies examine some of the remedies available to those who wish to complain about solicitors working outside SRA – regulated firms.
25 November 2019
To explain when you are likely to be found to have breached your obligation under Principle 2 to act in a way that upholds public trust and confidence.
25 November 2019
To explain how existing LDPs with non-lawyer managers can remain as recognised bodies or elect to become licensed bodies.
25 November 2019
To explain how you can apply to us for our written permission to employ someone who has a control order or been suspended from practice.
25 November 2019
To explain your duties to report matters to us under the SRA Overseas and Cross Border Practice Rules.
25 November 2019
This case study should be read in conjunction with the guidance on reporting duties under the SRA overseas rules.
25 November 2019
To help you understand your reporting and notification obligations to us.
25 November 2019
To outline certain key considerations for putting matters right when you identify that things have gone wrong through the fault of you or your firm.
